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Securities Law & Exemptions
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Securities Law & Exemptions

Plain-English guides to securities law for founders and investors. Covers Regulation D, Regulation CF, Regulation A+ and the exemptions that let companies raise capital legally.

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Founder speaking on stage at a startup conference with an audience in the foreground
General Solicitation Rules: What Founders Can Say On Stage and Online
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Startup CFO filling out a regulatory filing online at a desk, coffee and notes beside the laptop
Form D Filing Mistakes That Create Problems Later
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Lawyers walking up the steps of a federal government building in Washington on a sunny day
CFIUS Review: When Foreign Money in a US Startup Triggers Scrutiny
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Founder filing paperwork at a state government office counter, clerk behind the desk
Blue Sky Laws: The State Filings Founders Forget
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Networking event in a hotel lounge, people exchanging business cards in conversation
Finder vs. Broker-Dealer: The Legal Risk of Paying for Investor Intros
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Manager showing a real estate asset to investors during a property capital raise
How PropTech and Real Estate Sponsors Raise Capital
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New investor comparing equity crowdfunding portals before backing a startup
Equity Crowdfunding Portals Compared: Wefunder, StartEngine, Republic and More
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Adviser presenting US fundraising exemption options to a founder
Reg D, Reg CF and Reg A+: A Founder's Map of US Fundraising Exemptions
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